Senior Dealer

About the role

We are seeking a professional who thrives in a fast-paced startup environment, with strong trading knowledge and a client-focused mindset.

This role focuses on providing trading support, managing client portfolios and risk exposure, handling trade-related inquiries, and ensuring compliance, while supporting platform operations and collaborating on investor education and market insights.

Senior Dealer

Responsibilities

• Provide trade support services to clients (offshore and local Equities, ETFs, Futures, Options, Mutual funds, etc.) as dealing desk, including monitoring portfolios, advising on margin calls and facilities, managing trading limits, and resolving trade issues
• Conduct risk assessment and management of clients’ portfolios, ensuring timely resolution of margin call status and managing clients’ margin requirements while monitoring risk exposure
• Respond promptly and effectively to client inquiries, providing exceptional service and support within the designated timeframe
• Provide high-level support for the Moomoo trading platform, troubleshooting trade-related issues and gathering feedback for the Product team
• Apply the company’s best execution policy to ensure fair execution of trades
• Ensure all activities adhere strictly to the SEC/SET (Thailand) and internal Moomoo compliance policies
• Collaborate with the Marketing team to develop educational materials (articles, videos, or webinars) that simplify complex trading concepts for retail investors
• Provide professional market insights and platform demonstrations at training events, seminars etc
• Perform ad-hoc duties as assigned from time to time
• In addition, must be ready for upcoming products that company will add on in the future

• Minimum of 3 years of experience in dealing, preferably within the securities industry.
• Possess IC Complex 1 or IP License, is a must
• Familiarity with financial products and services, including securities and options, is advantageous.  Experience with offshore markets is critical given Moomoo’s multi-market strength. 
• Well-developed business negotiation skills and the ability to articulate thoughts clearly.
• Ability to work effectively within a team and across departments.
• Proficiency in English is required; fluency in Mandarin is an added advantage.
• Result-oriented, self-motivated, and able to perform well under pressure.
• Willingness to work night shifts and public holidays; shift allowance will be provided.

 We offer a comprehensive and holistic work experience and package as follows:

• Competitive compensation and benefits.
• Fun loving and diverse work environment
• Business casual work attire everyday

 Please note that only short-listed candidates will be contacted.