Risk Manager

About the role

We are looking for an individual who will support the risk function within a growing fintech organization, including monitoring credit, market, and liquidity risk across multi-asset trading activities, setting appropriate risk limits, and implementing effective risk controls. The role works closely with management and cross-functional teams to ensure regulatory compliance and support sustainable growth.

Responsibilities

• Own, oversee, and escalate key credit, market, and liquidity risk exposures across multiple asset classes, including but not limited to equities, options, futures, bonds, and funds, to senior management on a timely basis.
• Review and assess client credit applications, margin limits, and exposure profiles across cash and derivative products in accordance with the Company’s risk appetite and internal risk policies.
• Maintain, enhance, and implement the risk management framework, systems, policies, and operational manuals to support multi-asset trading activities and ensure alignment with Thai Securities Exchange Commissions (TH SEC) guidelines.
• Perform regular reviews of marginable securities and products, taking into account volatility, liquidity, correlation, and concentration risks, and submit recommendations for approval.
• Monitor risk exposures and exercise authority to impose margin calls, trading restrictions, and forced liquidations where required.
• Prepare and present periodic risk monitoring, stress testing, and exception reports to management and relevant risk committees.
• Implement and enforce risk control measures, including margin calls, trading restrictions, and forced liquidation across equities and derivatives products, in accordance with approved policies and procedures.
• Manage margin call follow-ups, account deficits, and recovery actions in collaboration with customer service, dealing and operations teams.
• Execute debt recovery actions and remedial measures to minimise credit losses arising from adverse market movements.
• Support regulatory inspections, internal audits, and risk-related reviews, including responding to regulators queries where applicable.
• Undertake ad-hoc risk management projects and initiatives as assigned by management from time to time.

Qualifications

• Bachelor Degree in a related discipline.
• Minimum 5 years of relevant risk management experience within a licensed securities firm, or financial institution.
• Strong hands-on understanding of risk management for equities, derivatives (options and futures), fixed income products, and collective investment schemes.
• Experience with margin financing, derivatives margining, stress testing, and exposure monitoring.
• Strong analytical, problem-solving, and stakeholder management skills.
• Professional certifications such as IP, CFP, CFA or CPA, or equivalent are an advantage.

We offer a comprehensive and holistic work experience and package as follows:

• Competitive compensation and benefits.
• Fun loving and diverse work environment
• Business casual work attire everyday

 Please note that only short-listed candidates will be contacted.